Investigations

 

FMCR has completed multi-faceted, high profile investigations, utilising practitioner’s knowledge to deliver expert guidance in financial market matters ranging from trading related disputes to regulatory misconduct.

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System & Data Architecture

Developing a methodology for processing large extracts of complex data

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Practitioner’s Knowledge & Expertise

Trading Floor consultation and technical advisory on Market Abuse regulation

 
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Deep Dive Forensic Analysis

Production of user-friendly analysis to board-level and senior stakeholders

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Expert Technical Results

Communication with multiple board members, senior stakeholders and executives

Regulation

Failure to comply with the onslaught of rules and regulations that impact their businesses can prove to be very costly for companies that find themselves out of compliance.

FMCR can help clients design, assess, and transform the processes, controls, and infrastructure needed to address the specific regulations and regulatory risks that they face.

In addition, FMCR assists clients in creating compliant operating models that ensure preservation of firm value and creation of competitive advantage.


Areas of Specialism

Senior Managers and Certification Regime (SMCR)

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