Senior Managers and Certification Regime

UK regulators have taken significant steps to improve the culture and behaviours in banking, by introducing a new accountability framework.

It contains three components: the Senior Managers Regime, the Certification Regime and the Conduct Rules. This establishes greater individual accountability, starting with Senior Management and moving on to staff at all levels.

How FMCR Can Help

FMCR provides an in-depth, independent review of the robustness of the organisation and the trading environment, designed and conducted by highly experienced senior trading floor management professionals

This is a safeguard for senior managers to demonstrate evidence of having taken reasonable steps to prevent breaches

FMCR offers a courtesy one-day overview consultation